13 results
8-K
EX-4.1
LPLA
LPL Financial Holdings Inc
17 Nov 23
Entry into a Material Definitive Agreement
4:15pm
and skill in their exercise, as a prudent person would exercise or use under the circumstances in the conduct of such person’s own affairs.
(c
424B5
LPLA
LPL Financial Holdings Inc
13 Nov 23
Prospectus supplement for primary offering
7:01am
and use the same degree of care and skill as a prudent person would exercise or use under the circumstances in the conduct of his or her own affairs … (that is “with the care, skill, prudence and diligence under the circumstances then prevailing that a prudent man acting in a like capacity and familiar
424B5
LPL Holdings Inc
8 Nov 23
Prospectus supplement for primary offering
8:34am
occurs and is continuing, the trustee must exercise its rights and powers under the indenture and use the same degree of care and skill as a prudent … reasonable expenses of administering the Plan, (iii) in accordance with a prudent-man rule (that is “with the care, skill, prudence and diligence under
S-3/A
EX-4.2
LPLA
LPL Financial Holdings Inc
17 Oct 23
Shelf registration (amended)
4:50pm
and skill in their exercise, as a prudent person would exercise or use under the circumstances in the conduct of such person’s own affairs.
(c
S-3
EX-4.2
g53bs y0zxm
22 Sep 23
Shelf registration
7:36am
8-K
EX-4.1
17w0l04 ztku1n7
18 May 21
LPL Financial Announces Completion of Senior Unsecured Notes Offering
4:21pm
8-K
EX-4.1
e88 21upkvriu86e
15 Mar 21
LPL Financial Announces Completion of Leverage-neutral Transaction Amending Senior Secured Credit Facilities and Offering Senior Unsecured Notes
4:17pm
8-K
EX-4.1
aymo17128q 7k3wo
12 Nov 19
LPL Financial Announces Completion of Leverage-neutral Transaction Amending Senior Secured Credit Facilities and Offering Senior Unsecured Notes
4:58pm
10-12G
EX-4.1
fwf mc442mm
30 Apr 07
Registration of securities
12:00am
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